FinTech Law and Compliance podcast artwork
Business

FinTech Law and Compliance

by The Legal Podcast Network (LPN)
Business

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Latest episodes

  • When Should a FinTech Company Hire a Fractional Chief Legal Officer?

    October 29, 2026 · 12 min

    Episode Summary:  In this episode of Fintech Law & Compliance, host Michelle Rotella is joined by Charles A. Christofilis to explore the critical role of a fractional Chief Legal Officer (CLO) in growing fintech companies. Charles, an…

  • AML Compliance for Broker-Dealers

    October 2, 2026 · 11 min

    Episode Summary: In this episode of Fintech Law and Compliance, host Michelle Rotella is joined by Charles A. Christofilis to delve into the critical aspects of Anti-Money Laundering (AML) responsibilities for broker dealers. They explore…

Full episode archive on Apple Podcasts →

About the show

Fintech Law and Compliance is dedicated to helping financial services professionals navigate the complex regulatory landscape. Hosted by industry experts, the podcast covers a wide range of topics, including compliance strategies, risk management, and the latest legal developments affecting fintech companies. With a focus on clarity and actionable insights, the show aims to empower listeners to make informed decisions that align with both business goals and regulatory obligations. Whether you're a compliance officer, legal advisor, or fintech entrepreneur, Fintech Law and Compliance provides the knowledge you need to thrive in a highly regulated industry.