FinTech Law and Compliance
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Latest episodes
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When Should a FinTech Company Hire a Fractional Chief Legal Officer?
October 29, 2026 · 12 minEpisode Summary: In this episode of Fintech Law & Compliance, host Michelle Rotella is joined by Charles A. Christofilis to explore the critical role of a fractional Chief Legal Officer (CLO) in growing fintech companies. Charles, an…
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AML Compliance for Broker-Dealers
October 2, 2026 · 11 minEpisode Summary: In this episode of Fintech Law and Compliance, host Michelle Rotella is joined by Charles A. Christofilis to delve into the critical aspects of Anti-Money Laundering (AML) responsibilities for broker dealers. They explore…

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